Introducing Aerial View

A revolutionary AI-powered trade surveillance solution

  • AI Transformation

    Converts raw violation data into actionable intelligence using cutting-edge AI tools unavailable just three years ago.

  • Primary Display

    An aviation industry-inspired interface that displays all critical information on one screen, eliminating the need for multiple tabs.

  • Full Configurability

    Unprecedented control over surveillance model tuning and display preferences for every end user.

 

Download Product Sheet
Close-up of financial charts on a computer screen with a person pointing at the graph using a silver pen.
Pie chart showing alert distribution categories such as Spoofing, Insider Trading, Zero Commission, Trading Outside NBBO, etc., each with approximately 10.9%, with a total of 46 alerts. Below, a heatmap with various stock symbols like APP, GLD, SPY, and others displayed in different colors.

Unparalleled Visibility and Control

We're dedicated to empowering our clients with visibility and insight, streamlining investigation processes, and driving business growth.

For Compliance Officers

  • Optimize investigation processes with AI-driven insights and expert summaries

  • Customize surveillance models to meet specific regulatory requirements

  • Benefit from expert-calibrated settings for optimal performance

For Portfolio Managers

  • Gain visibility into potential regulatory risks associated with trades

  • Make informed decisions with access to critical trade data and analytics

For Head Traders

  • Identify and mitigate potential risks, reducing the likelihood of costly regulatory issues and reputational damage

  • Streamline trading strategies, minimize regulatory disruptions, and maximize returns while staying compliant

For C-Suite Executives

  • Drive business growth with enhanced compliance processes

  • Leverage industry expertise and best practices for optimal results

A computer screen displaying a stock market trading platform with a candlestick chart, order book, trading volume, and various controls.

Surveillance Models Include:

  • Marking The Close

  • Momentum Ignition

  • OFAC Compliance

  • Order Book Dominance

  • Pinging

  • Ramping

  • SEC 605/606 Report

  • Spoofing

  • Trade Halt

  • Trading Outside of NBBO

  • Wash Trade Clustering

  • Wash Trades

  • Watch List

  • Window Dressing

  • Zero Commission

  • Abnormal Messaging

  • Abnormal Order

  • Abusive Messaging

  • AML Red Flag - Illiquid Securities

  • AML Red Flag - Low Priced Securities

  • CAT / CAIS

  • Collusive Spoofing

  • Commission Difference

  • Front Running

  • High Commission

  • Insider Trading - News

  • Insider Trading - Price

  • Layering

Set Up a Demo
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Aerial View Experience

Everything you need in a surveillance tool

  • Advanced surveillance for all types of abusive or illegal trading practices, such as spoofing, ramping, and insider trading

  • Treasury and municipal bond monitoring with commission tracking and regulatory compliance verification

  • Derivatives surveillance ensuring compliance across complex trading strategies and market manipulation detection

  • Proprietary Market Replay and Sandbox functionality

  • 220 potential equity violations, 150 high priority

Our platform offers everything a traditional surveillance tool offers, and plenty more.

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A young man with curly hair, wearing a dark t-shirt and beaded bracelets, is sitting at a desk working on a laptop with financial charts on the screen, in a dimly lit room during evening.
Looking up at tall skyscrapers in a city, with a clear blue sky overhead.

Core Architecture Components

Aerial View's architecture consists of four primary components working seamlessly together to deliver unprecedented surveillance capabilities and user experience in regulatory compliance.

  • Generational leap in trade surveillance data presentation using extensive AI-generated content and unparalleled performance capabilities.

  • 100+ models based on global regulations using machine learning and AI to scan client trading activity for prohibited behavior.

  • Platform accepts trade data from clients and exchanges across all asset classes, validating and transforming it into common structure.

  • Comprehensive indicative and intraday pricing for securities across all asset classes supporting accurate analysis.

Three donut charts showing case data. The first chart indicates 42 total cases with colors representing open (green), in progress (yellow), and pending info (orange). The second chart shows case priority levels with colors for low (yellow), medium (orange), critical (red), and high (red). The third chart displays case model distribution, specifically trading outside NBBO, marked with purple.
A trading chart displaying candlestick patterns, with a highlighted data box showing detailed values including date, time, open, high, low, close prices, and volume.

Value Producing

AI-Generated Executive Summary

Granular event, alert, tolerance, and threshold data is auto-generated as if you had an expert analyst create a succinct executive summary with all needed details.

Unique Surveillance Tools

The platform includes essential tools like market replay, trade data viewer, case management, and sandbox environments for fine-tuning surveillance parameters.

Expert Calibration & Insight

Surveillance models arrive pre-configured with parameters derived from years of industry experience, providing immediate value.

Why the name Aerial View?

Our goal is to empower firms to navigate the complexities of modern financial markets with confidence. Aerial View’s innovative Primary Flight Display-inspired UI can provide, on a single screen, every regulatory risk a compliance officer, trader, or company executive might need to know about.

This is the future of trade surveillance

Discover how Aerial View can transform your trade surveillance capabilities. Contact us today to schedule a demo and learn more about our innovative platform.

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