https://www.aerialview.com/news-insights daily 0.75 2026-03-23 https://images.squarespace-cdn.com/content/v1/68cad1b3cbb2883590797955/ae73defa-9412-4312-8230-a22a32b2dec3/AdobeStock_242697109.jpeg https://www.aerialview.com/news-insights/82k3sgcn31htum2j2hrr81h4hyu7qk monthly 0.5 2026-03-12 https://images.squarespace-cdn.com/content/v1/68cad1b3cbb2883590797955/58e5e879-5fe9-44ae-86b6-676c3f7fcd94/2.webp News & Insights - US Regulatory Trends 2025: An Overview - [Disclaimer: Aerial View LLC provides a surveillance software which can help you avoid these fines. If you wish to check us out how, you can book a demo right away.] US regulators continue to issue actions and fines at an aggressive pace in 2025, albeit slightly down from 2024, and are placing increasing emphasis on the long-standing rules governing “core trading” operations like wash trades, window dressing, spoofing and insider trading. In fiscal year 2025, the SEC brought 313 standalone enforcement actions. That's down 27% from the 431 cases filed in FY 2024 and 38% from FY 2023's 501 cases. Total monetary settlements dropped 45% to $808 million, the lowest since 2012 and less than half of the  FY 2016-FY 2024 average of $1.9 billion. [1] While the SEC was recalibrating, FINRA went in the opposite direction. Disciplinary actions jumped to 552 in 2024, a 22% increase after eight straight years of decline. [2] And when you look at what firms were actually getting fined for, the picture becomes clear: these weren't exotic violations. They were surveillance failures. Trade reporting breakdowns. Spoofing that went undetected. AML deficiencies. Supervision gaps that any decent monitoring system would have caught. https://images.squarespace-cdn.com/content/v1/68cad1b3cbb2883590797955/eb06db1e-9fb4-4565-989d-d7591634e0bd/grcreport.jpg News & Insights - US Regulatory Trends 2025: An Overview - The year was defined by transition. Gary Gensler resigned as SEC Chair on January 20, 2025. Paul Atkins was sworn in as the new Chairman on April 21. Judge Margaret Ryan was named Director of Enforcement in September. In between, there was a 43-day government shutdown (the longest in history), a 15% reduction in SEC headcount, and a roughly 17% cut in Enforcement Division staffing. [1] [3] [4] Here's a detail that tells you everything about the transition: of the 56 enforcement actions brought against public companies and their subsidiaries in FY 2025, 52 of them were filed under Gensler before he left. Only four were initiated under the new administration. That's the fewest in a single year since 2013. [1] [5]. In fact, 93% of all FY 2025 enforcement actions were brought before Gensler stepped down on January 20. [1] https://images.squarespace-cdn.com/content/v1/68cad1b3cbb2883590797955/5a4a151f-fec4-4fef-95b3-b0986f4a89d2/Screenshot+2026-03-06+at+17.59.06.png News & Insights - US Regulatory Trends 2025: An Overview - Looking at the violation categories driving the biggest fines and you'll notice a pattern. Nearly all of them come down to the same root problem: firms either didn't have surveillance systems in place, or the systems they had weren't designed to catch what regulators are now looking for. Especially the Trade Reporting Fines could have been avoided with tracking Low Priced Securities better. https://www.aerialview.com/news-insights/turbulence-compliance monthly 0.5 2026-02-16 https://images.squarespace-cdn.com/content/v1/68cad1b3cbb2883590797955/1758907483707-AT4EXRWEMBTIO0PL6RUR/2025-09-16_21-24-16.jpg News & Insights - Turbulence in the Markets: How to Stay Compliant - Make it stand out Whatever it is, the way you tell your story online can make all the difference. https://www.aerialview.com/news-insights/aerial-view-takes-flight monthly 0.5 2026-03-23 https://images.squarespace-cdn.com/content/v1/68cad1b3cbb2883590797955/31d68754-4793-4b9f-a837-4876a0e5ae16/aerial-display-logo.jpg News & Insights - Revolutionizing Trade Surveillance: Aerial View Takes Flight - Make it stand out Whatever it is, the way you tell your story online can make all the difference. https://www.aerialview.com/news-insights/ts-safeguards monthly 0.5 2026-02-16 https://images.squarespace-cdn.com/content/v1/68cad1b3cbb2883590797955/1758907662727-6I1X5CH6RN4YHABU1S3A/2025-09-16_21-04-03.jpg News & Insights - How AI-Powered Trade Surveillance Can Safeguard Your Firm - Make it stand out Whatever it is, the way you tell your story online can make all the difference. https://www.aerialview.com/news-insights/aerial-view-trade-surveillance-has-officially-launched monthly 0.5 2026-01-21 https://images.squarespace-cdn.com/content/v1/68cad1b3cbb2883590797955/dac6128f-53ae-4219-965e-a89e33ed5e9b/avscreengrab-pd-1.png News & Insights - Aerial View Trade Surveillance has officially launched! 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